Showing 1 - 20 results of 262 for search '"regulatory authority"', query time: 0.38s Refine Results
  1. 1
    Wetland regulatory authority.
    Published 2004
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  2. 2
    CFTC regulatory authority review : hearings before the Subcommittee on Conservation and Credit of the Committee on Agriculture, House of Representatives, Ninety-sixth Congress, second session, February 12, May 21, 22, and 29, 1980.
    Published 1980
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  3. 3
    Communications amendment -- clarifying regulatory authority.
    Published 1960
    “...Communications amendment clarifying regulatory authority...”
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  4. 4
    Communications amendment -- clarifying regulatory authority.
    Published 1959
    “...Communications amendment, clarifying regulatory authority...”
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  5. 5
    Oversight of the Financial Industry Regulatory Authority.
    Published 2015
    Subjects: “...Financial Industry Regulatory Authority. http://id.loc.gov/authorities/names/no2008102355...”
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  6. 6
    Oversight of the Financial Industry Regulatory Authority.
    Published 2017
    Subjects: “...Financial Industry Regulatory Authority. http://id.loc.gov/authorities/names/no2008102355...”
    Electronic resource (PDF)
    Government Document eBook
  7. 7
    Mutual fund classes /
    Published 2008
    Subjects: “...Financial Industry Regulatory Authority....”
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  8. 8
    Mutual fund fees and expenses /
    Published 2007
    Subjects: “...Financial Industry Regulatory Authority....”
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  9. 9
    Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capital Markets and Government Sponsored Enterprises of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fourteenth Congress, first session, May 1, 2015.
    Published 2015
    Subjects: “...Financial Industry Regulatory Authority....”
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  10. 10
    Oversight of the Financial Industry Regulatory Authority : hearing before the Subcommittee on Capital Markets, Securities, and Investment of the Committee on Financial Services, U.S. House of Representatives, One Hundred Fifteenth Congress, first session, September 7, 2017.
    Published 2018
    Subjects: “...Financial Industry Regulatory Authority....”
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  11. 11
    Financial well-being by state : using data from the Financial Industry Regulatory Authority Foundation 2018 National Financial Capability Study.
    Published 2019
    Subjects: “...Financial Industry Regulatory Authority....”
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  12. 12
    Federal Government on Autopilot : Delegation of Regulatory Authority to an Unaccountable Bureaucracy.
    Published 2016
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  13. 13
    Execution quality statistics : how to find information on order execution and routing practices /
    Published 2009
    Subjects: “...Financial Industry Regulatory Authority....”
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  14. 14
    Broker-dealer registration : where to file /
    Published 2007
    Subjects: “...Financial Industry Regulatory Authority....”
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  15. 15
    Frequency of Grants of Regulatory Authority to Internal Revenue Service in Past Ten Years.
    Published 2001
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  16. 16
    The Governance of Regulators Driving Performance at Portugal's Energy Services Regulatory Authority
    by OECD
    Published 2021
    Table of Contents: “... of the Energy Services Regulatory Authority -- Role and objectives -- Mandate and objectives -- Mission, vision...”
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    Electronic eBook
  17. 17
    Meme stock MMTLP and FINRA trading halt /
    by Su, Eva
    Published 2023
    Subjects: “...Financial Industry Regulatory Authority Rules and practice....”
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  18. 18
    Securities regulation : opportunities exist to improve SEC's oversight of the Financial Industry Regulatory Authority : report to congressional committees.
    Published 2012
    Subjects: “...Financial Industry Regulatory Authority....”
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  19. 19
    Airline competition : DOT's implementation of airline regulatory authority : report to congressional requesters /
    Published 1989
    “...DOT's implementation of airline regulatory authority....”
    Government Document Book
  20. 20
    Securities regulation: SEC inspections of financial industry regulatory authority's governance were consistent with internal guidance : report to congressional committees.
    Published 2018
    Subjects: “...Financial Industry Regulatory Authority Auditing....”
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